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作者:美-纳西姆·尼古拉斯·塔勒布/译者:万丹 当前章节:15407 字 更新时间:2026-6-15 20:55

people, those who try to suspend judgment. Now contemplate epistemic

humility. Think of someone heavily introspective, tortured by the awareness

of his own ignorance. He lacks the courage of the idiot, yet has the

rare guts to say "I don't know." He does not mind looking like a fool or,

worse, an ignoramus. He hesitates, he will not commit, and he agonizes

over the consequences of being wrong. He introspects, introspects, and introspects

until he reaches physical and nervous exhaustion.

This does not necessarily mean that he lacks confidence, only that he

holds his own knowledge to be suspect. I will call such a person an epistemocrat;

the province where the laws are structured with this kind of

human fallibility in mind I will call an epistemocracy.

The major modern epistemocrat is Montaigne.

EPISTEMOCRACY, A DREAM 1 91

Monsieur de Montaigne, Epistemocrat

At the age of thirty-eight, Michel Eyquem de Montaigne retired to his estate,

in the countryside of southwestern France. Montaigne, which means

mountain in Old French, was the name of the estate. The area is known

today for the Bordeaux wines, but in Montaigne's time not many people

invested their mental energy and sophistication in wine. Montaigne had

stoic tendencies and would not have been strongly drawn to such pursuits

anyway. His idea was to write a modest collection of "attempts," that is,

essays. The very word essay conveys the tentative, the speculative, and the

nondefinitive. Montaigne was well grounded in the classics and wanted to

meditate on life, death, education, knowledge, and some not uninteresting

biological aspects of human nature (he wondered, for example, whether

cripples had more vigorous libidos owing to the richer circulation of

blood in their sexual organs).

The tower that became his study was inscribed with Greek and Latin

sayings, almost all referring to the vulnerability of human knowledge. Its

windows offered a wide vista of the surrounding hills.

Montaigne's subject, officially, was himself, but this was mostly as a

means to facilitate the discussion; he was not like those corporate executives

who write biographies to make a boastful display of their honors and

accomplishments. He was mainly interested in discovering things about

himself, making us discover things about himself, and presenting matters

that could be generalized—generalized to the entire human race. Among

the inscriptions in his study was a remark by the Latin poet Terence:

Homo sum, humani a me nil alienum puto—I am a man, and nothing

human is foreign to me.

Montaigne is quite refreshing to read after the strains of a modern education

since he fully accepted human weaknesses and understood that no

philosophy could be effective unless it took into account our deeply ingrained

imperfections, the limitations of our rationality, the flaws that

make us human. It is not that he was ahead of his time; it would be better

said that later scholars (advocating rationality) were backward.

He was a thinking, ruminating fellow, and his ideas did not spring up

in his tranquil study, but while on horseback. He went on long rides and

came back with ideas. Montaigne was neither one of the academics of the

Sorbonne nor a professional man of letters, and he was not these things on

two. planes. First, he was a doer; he had been a magistrate, a businessman,

1 9 2 WE J U S T C A N ' T P R E D I CT

and the mayor of Bordeaux before he retired to mull over his life and,

mostly, his own knowledge. Second, he was an antidogmatist: he was

a skeptic with charm, a fallible, noncommittal, personal, introspective

writer, and, primarily, someone who, in the great classical tradition,

wanted to be a man. Had he been in a different period, he would have

been an empirical skeptic—he had skeptical tendencies of the Pyrrhonian

variety, the antidogmatic kind like Sextus Empiricus, particularly in his

awareness of the need to suspend judgment.

Epistemocracy

Everyone has an idea of Utopia. For many it means equality, universal justice,

freedom from oppression, freedom from work (for some it may be the

more modest, though no more attainable, society with commuter trains

free of lawyers on cell phones). To me Utopia is an epistemocracy, a society

in which anyone of rank is an epistemocrat, and where epistemocrats

manage to be elected. It would be a society governed from the basis of the

awareness of ignorance, not knowledge.

Alas, one cannot assert authority by accepting one's own fallibility.

Simply, people need to be blinded by knowledge—we are made to follow

leaders who can gather people together because the advantages of being in

groups trump the disadvantages of being alone. It has been more profitable

for us to bind together in the wrong direction than to be alone in the

right one. Those who have followed the assertive idiot rather than the introspective

wise person have passed us some of their genes. This is apparent

from a social pathology: psychopaths rally followers.

Oncejn a while you encounter members of the human species with so

much intellectual superiority that they can change their minds effortlessly.

Note here the following Black Swan asymmetry. I believe that you

can be dead certain about some things, and ought to be so. You can be

more confident about disconfirmation than confirmation. Karl Popper

was accused of promoting self-doubt while writing in an aggressive

and confident tone (an accusation that is occasionally addressed to this author

by people who don't follow my logic of skeptical empiricism). Fortunately,

we have learned a lot since Montaigne about how to carry on the

skeptical-empirical enterprise. The Black Swan asymmetry allows you to

be confident about what is wrong, not about what you believe is right.

Karl Popper was once asked whether one "could falsify falsification" (in

other words, if one could be skeptical about skepticism). His answer was

E P I S T E M O C R A C Y , A D R E A M 193

that he threw students out of his lectures for asking far more intelligent

questions than that one. Quite tough, Sir Karl was.

THE PAST'S PAST, AND THE PAST'S FUTURE

Some truths only hit children—adults and nonphilosophers get sucked

into the minutiae of practical life and need to worry about "serious matters,"

so they abandon these insights for seemingly more relevant questions.

One of these truths concerns the larger difference in texture and

quality between the past and the future. Thanks to my studying this distinction

all my life, I understand it better than I did during my childhood,

but I no longer envision it as vividly.

The only way you can imagine a future "similar" to the past is by assuming

that it will be an exact projection of it, hence predictable. Just as

you know with some precision when you were born, you would then

know with equal precision when you will die. The notion of future mixed

with chance, not a deterministic extension of your perception of the past,

is a mental operation that our mind cannot perform. Chance is too fuzzy

for us to be a category by itself. There is an asymmetry between past and

future, and it is too subtle for us to understand naturally.

The first consequence of this asymmetry is that, in people's minds, the

relationship between the past and the future does not learn from the relationship

between the past and the past previous to it. There is a blind spot:

when we think of tomorrow we do not frame it in terms of what we

thought about yesterday or the day before yesterday. Because of this introspective

defect we fail to learn about the difference between our past predictions

and the subsequent outcomes. When we think of tomorrow, we

just project it as another yesterday.

This small blind spot has other manifestations. Go to the primate section

of the Bronx Zoo where you can see our close relatives in the happy

primate family leading their own busy social lives. You can also see masses

of tourists laughing at the caricature of humans that the lower primates

represent. Now imagine being a member of a higher-level species (say a

"real" philosopher, a truly wise person), far more sophisticated than the

human primates. You would certainly laugh at the people laughing at the

nonhuman primates. Clearly, to those people amused by the apes, the idea

of a being who would look down on them the way they look down on the

apes cannot immediately come to their minds—if it did, it would elicit selfpity.

They would stop laughing.

1 9 4 WE J U S T C A N ' T P R E D I CT

Accordingly, an element in the mechanics of how the human mind

learns from the past makes us believe in definitive solutions—yet not consider

that those who preceded us thought that they too had definitive solutions.

We laugh at others and we don't realize that someone will be just

as justified in laughing at us on some not too remote day. Such a realization

would entail the recursive, or second-order, thinking that I mentioned

in the Prologue; we are not good at it.

This mental block about the future has not yet been investigated and

labeled by psychologists, but it appears to resemble autism. Some autistic

subjects can possess high levels of mathematical or technical intelligence.

Their social skills are defective, but that is not the root of their problem.

Autistic people cannot put themselves in the shoes of others, cannot view

the world from their standpoint. They see others as inanimate objects, like

machines, moved by explicit rules. They cannot perform such simple mental

operations as "he knows that I don't know that I know," and it is this

inability that impedes their social skills. (Interestingly, autistic subjects, regardless

of their "intelligence," also exhibit an inability to comprehend

uncertainty.)

Just as autism is called "mind blindness," this inability to think dynamically,

to position oneself with respect to a future observer, we should

call "future blindness."

Prediction, Misprediction, and Happiness

I searched the literature of cognitive science for any research on "future

blindness" and found nothing. But in the literature on happiness I did find

an examination of our chronic errors in prediction that will make us

happy.

This prediction error works as follows. You are about to buy a new

car. It is going to change your life, elevate your status, and make your

commute a vacation. It is so quiet that you can hardly tell if the engine is

on, so you can listen to Rachmaninoff's nocturnes on the highway. This

new car will bring you to a permanently elevated plateau of contentment.

People will think, Hey, he has a great car, every time they see you. Yet you

forget that the last time you bought a car, you also had the same expectations.

You do not anticipate that the effect of the new car will eventually

wane and that you will revert to the initial condition, as you did last time.

A few weeks after you drive your new car out of the showroom, it will

EPISTEMOCRACY, A DREAM 1 9 5

become dull. If you had expected this, you probably would not have

bought it.

You are about to commit a prediction error that you have already

made. Yet it would cost so little to introspect!

Psychologists have studied this kind of misprediction with respect to

both pleasant and unpleasant events. We overestimate the effects of both

kinds of future events on our lives. We seem to be in a psychological

predicament that makes us do so. This predicament is called "anticipated

utility" by Danny Kahneman and "affective forecasting" by Dan Gilbert.

The point is not so much that we tend to mispredict our future happiness,

but rather that we do not learn recursively from past experiences. We have

evidence of a mental block and distortions in the way we fail to learn from

our past errors in projecting the future of our affective states.

We grossly overestimate the length of the effect of misfortune on our

lives. You think that the loss of your fortune or current position will be

devastating, but you are probably wrong. More likely, you will adapt to

anything, as you probably did after past misfortunes. You may feel a sting,

but it will not be as bad as you expect. This kind of misprediction may

have a purpose: to motivate us to perform important acts (like buying new

cars or getting rich) and to prevent us from taking certain unnecessary

risks. And it is part of a more general problem: we humans are supposed

to fool ourselves a little bit here and there. According to Trivers's theory

of self-deception, this is supposed to orient us favorably toward the future.

But self-deception is not a desirable feature outside of its natural domain.

It prevents us from taking some unnecessary risks—but we saw in Chapter

6 how it does not as readily cover a spate of modern risks that we do

not fear because they are not vivid, such as investment risks, environmental

dangers, or long-term security.

Helenus and the Reverse Prophecies

If you are in the business of being a seer, describing the future to other lessprivileged

mortals, you are judged on the merits of your predictions.

Helenus, in The Iliad, was a different kind of seer. The son of Priam

and Hecuba, he was the cleverest man in the Trojan army. It was he who,

under torture, told the Achaeans how they would capture Troy (apparently

he didn't predict that he himself would be captured). But this is not

what distinguished him. Helenus, unlike other seers, was able to predict

1 9 6 WE J U S T C A N ' T P R E D I CT

the past with great precision—without having been given any details of it.

He predicted backward.

Our problem is not just that we do not know the future, we do not

know much of the past either. We badly need someone like Helenus if we

are to know history. Let us see how.

The Melting Ice Cube

Consider the following thought experiment borrowed from my friends

Aaron Brown and Paul Wilmott:

Operation 1 (the melting ice cube): Imagine an ice cube and consider

how it may melt over the next two hours while you play a few rounds of

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