[8] Raghuram G. Rajan and Luigi Zingales, Saving Capitalism from the Capitalists: Unleashing the Power of Financial Markets to Create Wealth and Spread Opportunity(New York: Crown Business, 2003).
[9] 这里无法全面介绍用专利来测算创新的大量相关文献,我们想提到该领域的若干先驱人物,例如Pierre Azoulay、Ian Cockburn、Zvi Griliches、Bronwyn Hall、Dietmar Harhoff、Adam Jaffe、Jacques Mairesse、Ariel Pakes、Mark Schankerman、Otto Toivanen、Manuel Trajtenberg、Reinhilde Veugelers等,感兴趣的读者可以去他们的网页上深入了解。
[10] U. Akcigit, J. Grigsby, and T. Nicholas,“The Rise of American Ingenuity:Innovation and Inventors of the Golden Age” (NBER Working Paper No. 23047,National Bureau of Economic Research, Cambridge, MA, January 2017).
[11] 人们或许怀疑这一相关性是偶然形成,但在Akcigit、Grigsby和Nicholas的文章“The Rise of American Ingenuity”中,他们从历史数据发现,创新与增长之间确实具有因果关系。
[12] J. Haltiwanger, R. S. Jarmin, and J. Miranda,“Who Creates Jobs? Small versus Large versus Young,” Review of Economics and Statistics 95, no. 2(2013):347 -361.
[13] 读者可以参考Steve Davis、John Haltiwanger及其合作者关于企业和就业的创造与破坏的开创性研究文献。See, for example, S. J. Davis and J. Haltiwanger,“Measuring Gross Worker and Job Flows,” in Labor Statistics Measurement Issues,ed. J. Haltiwanger, M. E. Manser, and R. Topel, 77 -122(Chicago: University of Chicago Press, 1998); S. J. Davis and J. Haltiwanger“Gross Job Flows,” in Handbook of Labor Economics, ed. O. Ashenfelter and D. Card, vol. 3B, 2711 -2805(Amsterdam: Elsevier/ North-Holland, 1999); Haltiwanger, Jarmin, and Miranda,“Who Creates Jobs?”; R. Decker, J. Haltiwanger, R. Jarmin, and J. Miranda,“The Role of Entrepreneurship in US Job Creation and Economic Dynamism,” Journal of Economic Perspectives 28, no. 3(2014):3 -24;S. J. Davis and J. Haltiwanger,“Labor Market Fluidity and Economic Performance”(NBER Working Paper No. 20479, National Bureau of Economic Research,Cambridge, MA, September 2014).
[14] U. Akcigit and W. R. Kerr,“Growth through Heterogeneous Innovations,” Journal of Political Economy 126, no. 4(2018):1374 -1443.
[15] C. T. Hsieh and P. J. Klenow,“The Life Cycle of Plants in India and Mexico,”Quarterly Journal of Economics 129, no. 3(2014):1035 -1084.
[16] P. Aghion, A. Bergeaud, T. Boppart, and S. Bunel, “Firm Dynamics and Growth Measurement in France,” Journal of the European Economic Association 16, no. 4(2018):933 -956.
[17] A. Maddison, The World Economy : A Millennial Perspective, Development Centre Studies(Paris: OECD, 2001).
[18] See R. Blundell, R. Griffith, and J. Van Reenen,“Dynamic Count Models of Technological Innovation,” Economic Journal 105, no. 429(1995):333 -344;R. Blundell, R. Griffith, and J. Van Reenen,“Market Share, Market Value and Innovation in a Panel of British Manufacturing Firms,” Review of Economic Studies 66, no. 3(1999):529 -554; and S. J. Nickell, “Competition and Corporate Performance,” Journal of Political Economy 104, no. 4(1996):724 -746.
[19] A. Hansen,“Economic Progress and Declining Population Growth,” presidential address, American Economic Association, December 28,1938, American Economic Review 29, no. 1(1939):1 -15.
[20] L. Summers, presentation at the IMF Economic Forum: Policy Responses to Crises, 14th Jacques Polak Annual Research Conference, International Monetary Fund, Washington, DC, November 9,2013.
[21] R. Gordon, The Rise and Fall of American Growth (Princeton: Princeton University Press, 2016).
[22] S. Baslandze,“The Role of the IT Revolution in Knowledge Diffusion, Innovation and Reallocation,”2016 Meeting Papers No. 1509, Society for Economic Dynamics, 2016.
[23] A. B. Atkinson, T. Piketty, and E. Saez,“Top Incomes in the Long Run of History,” Journal of Economic Literature 49, no. 1(2011):3 -71; T. Piketty,Capital in the Twenty-First Century (Cambridge, MA: The Belknap Press of Harvard University Press, 2014).
[24] P. Aghion, U. Akcigit, A. Bergeaud, R. Blundell, and D. Hémous,“Innovation and Top Income Inequality,” Review of Economic Studies 86, no. 1(2019):1 -45.
[25] J. Williamson,“What Washington Means by Policy Reform,” in Latin American Adjustment : How Much Has Happened? ed. J. Williamson, vol. 1,90 -120(Washington, DC: Institution for International Economics, 1990).
[26] R. Hausmann, D. Rodrik, and A. Velasco,“Growth Diagnostics,” in The Washington Consensus Reconsidered: Towardsa New Global Governance, ed. N. Serra and E. Stiglitz, 324 -355(Oxford: Oxford University Press, 2008).
[27] Raghuram G. Rajan and Luigi Zingales,“The Great Reversals: The Politics of Financial Development in the 20th Century,” Journal of Financial Economics 69, no. 1(2003):5 -50.
[28] 技术前沿是指技术发展的最先进水平,或者说“今天”可用的最高效的生产技术。由于创新的作用,这一前沿显然会随着时间而向前推进。
[29] D. Acemoglu, P. Aghion, and F. Zilibotti, “Distance to Frontier, Selection, and Economic Growth,” Journal of the European Economic Association 4, no. 1(2006):37 -74.